DFL weekly update - May 14, 2021

Upcoming deadlines at a glance

  • Friday, 5/14 - Ensure schedulers check final Spring CSIR data (today)

  • Tuesday, 5/18 - Submit completed and approved org tree request forms

  • Friday, 5/28 - Submit non-contract and grant deficit waiver requests

  • Thursday, 6/3 - Complete external audit confirmation for Q4

  • Thursday, 6/3 - Submit completed templates for the Department of Finance reporting

Budget process

FY22 budget process update and DFL/CAO meeting Thursday, May 20

The working group examining alternative methodologies for distributing the $65M cost recovery assessment has finished their recommendations and will share them with campus leadership next week. We’ve invited DFLs and CAOs to a meeting at 10 am on Thursday, May 20 where we’ll share the recommendations from the working group and solicit feedback from the CAO/DFL community. 

Action items

Ensure schedulers check final Spring CSIR data by Friday, May 14 (today)

Final corrections to class schedule and instructional record data for the spring semester are due by Friday, May 14. There are Student Information Systems (SIS) Class Schedule & Instructional Record (CSIR) Error and Review Reports to assist schedulers in this task. We’ll send the schedulers their reports directly before the deadline and they are available on the SIS reporting center. This information must be finalized in SIS by Friday, May 14. Please contact Office of Planning & Analysis Research Analysts Kira Blaisdell-Sloan or Beatriz Brando with questions at opa-csir@berkeley.edu  

Submit completed and approved org tree change requests by Tuesday, May 18

If you would like to submit changes to the Org Tree, please submit your completed, approved request by Tuesday, May 18. As a reminder, the submission date is the last day that approved change requests can be submitted for entry to the May Master Org Tree. We recommend that you submit your change request form for review as soon as possible to allow time for the Budget and Financial Operations team to review your request, follow-up with you for any necessary clarification, approve your request, and allow you time to obtain all required signatures before the submission date. The time needed to review change requests will vary, depending on the complexity of the request. For more information:

  • A high-level summary of the process to approve org tree changes is available on the DFL concierge webpage.

  • An overview of the org tree change submission deadlines is available in the Org Tree Submission and Processing Timeline. Please keep in mind the last opportunity to submit approved org tree changes this fiscal year is Tuesday, May 18. Current allowable changes; New DeptIDs, New Org Nodes with New DeptIDs, and description changes already approved and submitted by the May 18 deadline will be processed to the May Master Org Tree.  All org tree changes to include New Org Nodes, New DeptIDs, description changes as well as Org Node and DeptID movements will not resume until after fiscal close. However, you may continue to submit requests at any time for review and approval. Please review the Org Tree Calendar for the timeline of allowable org tree changes throughout the year.

  • Please submit questions and requests for changes to the Org Tree to dfl_concierge@berkeley.edu.

  • Note: If you plan to request an Org Node change or Entity Hierarchy redesign, please contact dfl_concierge@berkeley.edu and explain what you would like to change before completing the request form because these changes are typically more complex and involve longer consultations.

Submit non-contract and grant deficit waiver requests by Friday, May 28

The non-contract and grant (C&G) FY2020-21 Deficit Waiver request form is now available on the VC Finance website. If you are planning to submit a non-C&G waiver request, complete the form by Friday, May 28. As a reminder, all divisions are expected to meet their operating needs within their available funding; waivers should only be requested for exceptional circumstances. Deficits less than $25,000 are not eligible for a waiver request. To assist in this process, use the fund deficit report in Cal Answers: Dashboards>Finance>Fund Deficits Reporting>Deficits to be Cleared. Note that you do not need to submit a new request for a previously approved multi-year deficit waiver unless you require a higher waiver amount. To view FY2020-21 waivers that were approved as part of a prior multi-year request, use the waiver report in Cal Answers: Dashboards>Finance>Fund Deficits Reporting>Waivers and Tolerances. More information about non-C&G deficit resolution policy and processes, including waiver eligibility thresholds, how to clear deficits, and what happens if a deficit is not cleared, is available on the DFL website. If you have other questions regarding the non-C&G deficit clearing process, please contact the Financial Planning & Analysis team at dfl_concierge@berkeley.edu.

Complete external audit confirmation for Q4 by Thursday, June 3

To ensure the completeness and accuracy of the quarterly Controller’s report on the campus’ external audit activities, please help us identify the campus’s external audit activities. The Controller’s Office is sending a separate email with additional information to DFLs with known external audit activity. By Thursday, June 3, 2021, please submit the materials below to Yohei Azuma at yazuma@berkeley.edu:

  1. All DFLs: External Audit Confirmation Form (You must return the completed External Audit Confirmation Form even if you do not have any external audit activities so we can certify campus responses.)

  2. DFLs with external audit activities: External Audit Confirmation Template  (Include any related documentation with the template, i.e. notification of the commencement of the audit, audit report, etc.)

If you have questions, contact Yohei by email at yazuma@berkeley.edu.

Submit completed templates for the Department of Finance reporting by Thursday, June 3

The deadline to submit completed templates for the Department of Finance reporting is Thursday, June 3. Please submit your completed template to the FP&A team by emailing the template to DFL Concierge (dfl_concierge@berkeley.edu) with the subject "COVID-19 Cost Impact" and your division name. Please note that the completed template for each division should be submitted by the Divisional Finance Leaders and Chief Administrative Officers at the divisional (L3) level. Please remember to use the revised DOF template. Visit the CFO website for frequently asked questions and more information on costs related to COVID-19 and completing the Department of Finance template. Contact vcfinance@berkeley.edu with questions.

Informational updates

Updated partial sales tax exemption certificate

Please note that effective immediately, the exemption certificate required in order to request the California partial sales tax exemption for Research and Development has been updated. Please begin using the updated form immediately when submitting a BearBuy requisition for a qualifying order. More information about the changes to the form is available on the Controller’s website. If you have any further questions about this process or the new form, please don’t hesitate to contact the Accounts Payable help desk at disburse@berkeley.edu.  

Implementing a Common Chart of Accounts

UCOP is implementing a new financial information system to replace its existing systems and services. To successfully operate in this new system, UCOP and all UC campuses are moving to a new Chart of Accounts that is standardized across the UC system. This Common Chart of Accounts (CCOA) will enhance systemwide reporting, budgeting, and financial management, reducing extensive and expensive data reconciliations across locations. UC Berkeley financial data reported to UCOP must comply with the new CCOA standards no later than July 1, 2023. Please review the information on the Controller’s Office website about the enhancements that will be implemented at UC Berkeley in order to align with the Common Chart of Accounts plan from UCOP.

CalPlanning and Smart View Training

Do you need to learn or enhance your skills in CalPlanning or Smart View? Training classes are available through the end of June 2021. Visit the training page of the CalPlanning website to learn more and sign up. Our new blended learning model combines self-study work that you can do at your own pace with instructor-led group learning sessions where you can apply the material covered in the self-study.

Office Hours for CalPlanning and Smart View

Office hours are available so that you can ask specific questions about CalPlanning and Smart View. Sign up for a session and indicate the topic for which you are requesting support. Office hours are an opportunity to get individual support for a specific challenge your unit is facing; they are not a replacement for training.   

Changes to the DFL in your division?

If the DFL role in your division is changing, email fpa@berkeley.edu to ensure our website, communications, and training plans are updated. 

As a reminder, these updates are regularly posted to the DFL webpage so you can reference past updates at any time. 

Thank you,
Office of the Vice Chancellor of Finance